Compliance Analyst – Commodities

A specialist Commodities business is looking to hire a Compliance Analyst to join their growing business to carry out day to day Compliance duties.  This role will be based in the office 5 days a week.

Main Responsibilities:

• Trade and other monitoring, in conjunction with the business teams, to support compliance with the firm’s regulatory monitoring requirements.
• Review of late trade reports and follow-up as appropriate.
• Monthly monitoring of trades (Trade audit reviews)
• Communications monitoring of voice and chat data.
• Dealing with regulatory enquiries (FCA & NFA).
• Dealing with Exchange enquiries/information requests (ICE and CME).
• Conducting regulatory certification / registration processes in compliance with UK (SM&CR) and US requirements.
• Additional ad hoc projects and work as requested by the Senior Compliance Officer or Senior Management.

Job Requirements:

• Minimum of 2 years compliance experience in the financial services industry, preferably within an institutional brokerage environment
•  An understanding of Energy derivative products
• Knowledge of ICE group and CME group Block rules essential
• At least 2 years Commodities and/or derivatives market experience
• Excellent communication skills required alongside a commercial mindset

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Unless otherwise stated, candidates must have the right to work in the UK.

Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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