Compliance Analyst

A financial planning business are looking to hire a Compliance Analyst to provide regulatory support and guidance to the business, fostering client outcome focus and a compliant culture.

Main Responsibilities:

• Monitoring and reporting on regulatory changes affecting the business
• Reviewing and approving marketing materials, websites and presentations to ensure compliance with regulations
• Assisting in the gathering of information in response to requests by the Regulator
• Creation of new and review of existing internal policies in line with current regulation
• Supporting the Thematic Review programme
• Administration and Certification processes in relation to SMCR

Job Requirements:

• Minimum of 2 years’ experience working in a Compliance role, conducting similar activities preferably in a Wealth Management/Financial Planning environment
• Good knowledge of FCA regulations
• Strong verbal, written and interpersonal skills including stakeholder management

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee – we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.

Apply for this role through this job post or email an application to vacancies@clarcrecruitment.com

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